Chief Compliance Officer, FinTech Job at Larson Maddox, New York, NY

eUo3bDJlODZyM2NMbVRDYWFjVmhDVzFaSnc9PQ==
  • Larson Maddox
  • New York, NY

Job Description

An exciting startup FinTech in the banking, cards and lending space is seeking a dedicated Chief Compliance Officer to join their firm as they continue their targeted growth and expansion. The firm successfully raised a Series B funding round and has grown their customer base deeper in key markets while also adding new products and offerings. This opportunity requires interaction with key stakeholders and executives, as well as working closely with the broader risk, fraud, legal, and compliance teams. An ideal candidate will have experience with scaling the various layers within the fraud, risk, and compliance program at an expanding startup in the FinTech landscape.

The position focuses on optimization of the compliance program by leveraging the use of automation and AI where possible, adding and streamlining systems where appropriate, and facilitating the expansion of products and business while remaining compliant with any relevant laws and regulations. The ideal candidate will have experience automating and implementing the necessary changes to scale. In addition, exposure to the Investment Advisers Act and work with treasury management are a plus.

Requirements:

  • 10+ years of experience within banking, lending, payments, and/or cards (consumer compliance)
  • Experience scaling a compliance program at a FinTech is strongly preferred
  • Ability to manage a team and work with key stakeholders to drive the business forward
  • Excellent communication skills and executive presence required
  • 5 days in the office

Job Tags

Work at office,

Similar Jobs

Alter Domus

Fund Accountant - Private Equity Job at Alter Domus

Job Description ABOUT US We are Alter Domus. Meaning The Other House in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding...

U-Pull-It

Tow Truck Driver Job at U-Pull-It

 ...for all new hires.~ Issuing a check to customers at time of towing ~ Verifying titles are completed and signed as needed along with...  ...Calling customers to schedule a pickup throughout the day. ~ Drivers are paid a flat hourly amount and paid commissions based on... 

Swifton Projects Ltd

Handyman Job at Swifton Projects Ltd

 ...addressing issues promptly and effectively. Responsibilities: Perform general maintenance and light repairs, including painting, drywall repair, and carpentry. Conduct minor electrical and plumbing work, such as fixing leaky faucets, installing light fixtures, or... 

Meineke - 381

Service Advisor Job at Meineke - 381

Job Description Job Description Benefits/Perks Competitive Compensation Career Advancement Training and Development Comprehensive Benefits Package Employee Discounts Positive Work Environment Locally-Owned Cutting-Edge Tools and Equipment: ...

Beths Beautiful Destinations

Cruise Expert-Remote Job at Beths Beautiful Destinations

 ...This is a remote position. Cruise Expert-Remote Special Qualifications:You must be 18+ and reside in one of the countries where we are authorized to work. USA, Mexico, Australia, UK, Italy, Bahamas, Jamaica, Cayman Islands, Costa Rica, or Aruba. Other countries...